Aug 13, 2025

Dr. Robert Frantz breaks down the key metrics behind risk stratification—functional class, six-minute walk distance, and brain natriuretic peptide levels—and explains how they shape treatment plans. He also explores the role of echocardiography, right heart catheterization, and cutting-edge therapies in improving patient outcomes.
This Special Edition Episode Sponsored by: Johnson & Johnson
I'm
Dr. Bob Frantz. I'm a cardiologist at the Mayo Clinic in Rochester,
Minnesota, and Co-Director of the pulmonary hypertension clinic
there. I have been working there on staff since 1990, so actually
many decades of time of seeing patients with pulmonary arterial
hypertension and seeing their therapies evolve.
Today, we're going to talk a little bit about risk stratification
and pulmonary arterial hypertension. I had the privilege to be a
member of the
Task Force on Risk Stratification at the Seventh World
Symposium on Pulmonary Hypertension in Barcelona. This brought
experts together from around the globe including patient
representation in order to talk about the different risk
stratification systems, how they can be utilized, and both
discussing their use in clinical practice and also as tools and
research protocols, as well.
I would say that we had a very vigorous discussion at those
meetings, because there are different risk stratification tools.
Some people might say, "Well, if I have a really expert pulmonary
hypertension provider, why do they need some risk calculator to
plug in some numbers about me to say you're low risk, intermediate
or high risk or whatever?"
I'd say that's true to an extent, but there's a sense to which we
all acknowledge that, number one, everybody seeing a PAH patient
might not be a world expert. Number two, it is sort of objective
and can be tracked over time and can avoid conscious or unconscious
bias that can come into our thought process for whatever reason.
Even things like, well, we like our patients, we want them to be
doing well. It's hard to talk about maybe your prognosis is not as
good as we would hope. Then, we might actually underestimate the
severity of their disease because we're trying to be positive and
optimistic.
I feel like for me, who has been doing this for many years, I feel
like, "Okay, I'm just going to objectify this set of information so
that I'm keeping myself honest about where this person really is in
terms of an objective risk calculator that might be a little
different from how I'm viewing them today."
The thing about risk calculators, they're used in many disease
states in order to try to quantify prognosis with regard to risk of
hospitalization or mortality. We know a couple of things. One, if
you don't have very many of the components of the risk calculator,
then it doesn't work very well. One thing we agreed on at the World
Symposium is that there are various risk calculators, but key
components are Functional Class I, II, III or IV. "Are you
asymptomatic or are you short of breath at rest?" Functional Class
III would be if you go up a flight of stairs you get breathless.
That's one metric. So, that is one component because the more
advanced your Functional Class, the more concerned we should be
about you.
The other thing is six-minute walk distance, like how far can you
walk in six minutes? That is quite closely related to prognosis.
That's why it's important for patients to be doing those six-minute
walks and trying during that time to walk about as far as they
think they can in that six minutes, even if they have to rest or
stop a couple of times, because it's a reproducible way of
assessing whether they're getting better or worse or about the
same.
The third component is brain natriuretic peptide or N-terminal
pro-brain natriuretic peptide, which is a mouthful, but it's
basically a protein made by the heart that is released to try to
help our kidneys dump fluid and salt, so kind of what we call a
counter-regulatory hormone, that if the pressure is going up inside
the heart, in the right atrium and things, we release more of this
to help the kidneys get rid of fluid and salt. We use it as a
prognostic marker. You can, as a patient, know what your BNP level
is next week and you could have it checked again in three or six
months and might follow that over time with the idea that if that
value is rising, that might be of some concern. If it's dropping,
that might be reassuring.
The thing about that particular metric is that there's two assays.
One is called BNP, just brain natriuretic peptide, and the other is
N-terminal pro-brain natriuretic peptide. Different hospitals and
systems might use the different assays. It's important to know
which one is being done, because otherwise a person could be rather
concerned that the level's changing dramatically. It's just
actually a different assay depending where you had it done. The
NT-proBNP circulates at levels that are four to eight times the
BNP, so they're very different metrics.
I think the bottom line is the risk calculators that include a
variety of things that include the REVEAL risk calculators 2.0 and
what we call 2.0 Light and the European calculators, which are
things like COMPERA and COMPERA 2.0 have some differences, but all
of them include functional class, six-minute walk distance and
brain natriuretic peptide levels, and may include other things that
are things like in for REVEAL 2.0 is heart rate where if your heart
rate's high and your blood pressure is low, that's concerning. So
high heart rate over 96 beats per minute or low blood pressure sort
of in a way that would be of concern also would go into that risk
calculator. In the REVEAL 2.0, if you have renal impairment, so
that when you see these calculations being done, you can think
about what's in the calculator.
When we think about that risk calculation, baseline when people are
first diagnosed, are you low risk, intermediate risk or high risk?
Almost everybody, even if they're both low and intermediate risk
are getting an endothelin receptor antagonist and a
phosphodiesterase 5 inhibitor, what we call dual therapy. If
they're high risk, they may be getting IV or subcutaneous
prostanoids plus an endothelin blocker plus a phosphodiesterase 5
inhibitor, what we call upfront triple therapy. The precision of
that risk estimate just has to get your provider in the ballpark
that they're going to provide you at least dual therapy or maybe
triple therapy.
The goal of the risk calculator is to try to get patients to low
risk if possible, a good six-minute walk distance, a good
functional class, not being out of breath going up a flight of
stairs, having a natriuretic peptide level that's normal or low as
opposed to high and rising. These risk calculators are especially
useful when patients come back, because then they're already on
some treatment, and is that treatment actually working or not?
Patients and family members might get frightened that they're in a
high risk or intermediate risk category, but need to recognize that
the important thing in a way is when they come back in three to six
months, is that risk lower now, are the therapy's working? So,
redoing that risk calculation and saying, "Oh, the six-minute walk
distance is a hundred meters farther and your brain natriuretic
peptide level is significantly lower, and now you're not short of
breath on stairs. We're feeling like you're now in a low risk
category. Let's stay with these two drugs we're using." Or,
"Actually things aren't quite where we want them to be."
The beauty of the risk calculator, in a way, is its objectivity.
Sometimes the patient will say, "Doc, I don't know you that well.
Do I trust you, you're really expert about this? You really want me
to add another drug? Is that just because you want to be aggressive
or do I really need it?"
Having an independent risk calculation that says, "Yes, actually
you're still at intermediate risk for a bad outcome," can sometimes
empower patients to understand that it's just not me as a provider
saying I think they should do this or that. Any group of experts
would say, "This person is still at intermediate risk. They would
benefit from additional therapy and it may be worth putting up with
some side effects to reduce the risk."
The other way we use these risk calculators sometimes can be in
clinical trials as a secondary outcome measure, that is, is your
risk calculated score improving on average with therapy or not? The
other way we can use them is that if we have a set of patients who
went into a randomized clinical trial of a PH therapy, we can
characterize those patients by low, intermediate or high risk.
Then, at the end of the trial can look and see which patients
benefited the most. Then, when I'm seeing a patient in a clinic and
I'm saying, "Should I apply this drug from this clinical trial in
this clinical situation? How does my patient compare to the
patients who did or didn't respond to the therapy?"
An example of that would be that analysis in the GRIPHON Trial,
which is the study of selexipag, which is an oral IP receptor
agonist as therapy for pulmonary arterial hypertension. On average,
there was benefit in the patients who received the drug, but the
patients who are actually at highest risk going in maybe benefited
somewhat less. Maybe those patients actually would've been better
off just going on to an IV or subcutaneous continuous prostanoid
therapy as an even more aggressive therapy. We might say people at
lower to intermediate risk, adding the selexipag could be very
useful. If they're at high risk, then probably they'd be better off
to go with even a more potent therapy. That kind of information can
help us understand how to personalize our treatment for our
patients based on the risk category.
General consensus was that you should be reassessed clinically and
with regard to risk at three months after making a treatment
decision, because most of the therapies that we give are going to
be effective or not as effective as we like within that timeframe.
Then, at that three month point, there'll be a reassessment, and
then maybe a slightly different direction. Then, another three
months later should be assessed again, and continue that every
three month kind of recheck until a person is at low risk or on all
the therapies we have available. If they're stable and on the
therapy we think is optimal, then we might back off to every six
months.
I think that the issue of reimbursement and coverage of medications
is one that we all deal with on a regular basis. I would say that
the clinical decision to add another therapy generally isn't going
to be second guessed based on a person's risk categories or
something like that. If the clinician thinks another drug is
appropriate, then, usually, that will be accepted. It may be that
there could be some pushback where if we say they're at high risk,
they need IV or sub-Q continuous prostanoid and they're not yet on
an endothelin receptor blocker, which is an easier oral agent that
maybe the insurance companies say, "Well, you should be adding
that, and they have to fail that before they go to the continuous
infusion."
We might say, "They're too sick to do that now. We need to move to
this other therapy now and can talk later about whether to add or
subtract or something later." There can sometimes be that where if
you're sort of leapfrogging ahead because they are not on
aggressive enough therapy, there could be some pushback that you
haven't tried something simpler. You have to say, "Look, in my
judgment, we can't go simpler. We need to go with a more aggressive
program." So, that can sometimes be an issue.
This World Symposium tends to meet about every five years. It's
only one forum for our discussions about optimal strategies. There
are many other forums that can include consensus documents that
different scientific groups put together like the pulmonary or the
cardiology societies and position papers that people might write,
or just best evidence-based recommendations from a set of experts
that might get published. So, there can certainly be updates to
these things.
I think that one component of the World Symposium Review on Risk
Calculation included a couple of things for saying directions we
need to go with this. One includes that there's not very much
echocardiographic guidance in the risk calculators, partly because
there wasn't very much echocardiographic information in the
registries that resulted in development of these calculators. So,
if you don't have that information in there, it's hard to
incorporate it.
One of the recommendations was that in addition to using these risk
scores, we should also be keeping track of echocardiography in
terms of how the right side of the heart is behaving, how big are
the chambers, how impaired is the function of right ventricle, how
much is the tricuspid valve on the right side of the heart leaking,
and use that as supplemental information to our risk score.
You might have somebody who's young and they've otherwise been
pretty healthy, and they still can walk quite far on a six-minute
walk and maybe their BNP level isn't very high, but when you look
at their echo, the right ventricle is quite severely impaired. That
might be something where you say, "Well, I don't think the risk
calculation is actually taking to account what's happening with
this patient's right ventricle as fully as I would like. So, we're
going to incorporate that right heart ventricular function
information, into our decision-making and that the onus is on the
community to continue to try to develop better and more widespread
utilization and metrics for what the right heart is doing in terms
of performance." That's one thing that the field is going to
continue to work on. It's like, "What on the echo should I be
looking at that tells me that they should have more therapy?"
The other thing has to do with hemodynamics and right heart
catheterization. From the echo, we get estimates of pressure. We
might get some estimate of the flow of the heart and cardiac index,
but it varies in accuracy across centers and patients. There is the
understanding that in situations where we're not sure which way to
go, where sort of some low and some intermediate and maybe some
high-risk features, that repeating a right heart catheterization in
order to get very objective, accurate information about the cardiac
output and the right atrial pressure and the cardiac index and
things can be useful. Especially, as we start to have developed
drugs coming along like sotatercept or Winrevair, which is this
anti-proliferative that's scavenging growth factors in the blood,
given as an injection every three weeks, that may lower the
pulmonary pressure and lower the resistance, that repeating right
heart catheterization and seeing how much better are things in that
objective way might help us, especially if we're trying to make
decisions about backing off on one of the other therapies.
We know our prostanoids, the infusions, the inhaled drugs, the oral
therapies, that prostanoid class of drug has the greatest side
effect burden, and is maybe most hard for patients in terms of
quality of life and having to deal with that. If some of our
anti-proliferative therapies are successful enough, maybe we can
reduce the burden of our therapies by reducing that prostanoid or
maybe in some situations even taking it away. But if you're going
to be doing that, you need to be really sure where things stand and
maybe a risk calculator, and how far people can walk and their
functional class isn't quite enough to be sure about that.
Especially now, we're talking about backing off on other therapies
for improving quality of life and burden of the therapies,
repeating a right heart catheterization to know where we really are
could be very useful.
Another thing I'd say about risk calculators is number one, they
can be incorporated into electronic medical records. So then, that
is living in that electronic record and can be flow charted like,
"Okay, this patient's REVEAL risk score was 9 three months ago and
now it's 7." I can see that difference and I can track it.
The other thing is that there are apps. If a person just Googles,
“pulmonary hypertension risk calculator,” it can take you to a
website that has all the different risk calculators. A patient
could do that themselves if they wanted to, if they have that
information. So it could be sometimes somewhat empowering if they
choose to do so. Go there and say, "Hey, what's my REVEAL 2.0 Light
risk score after this last visit," if my provider didn't tell me or
didn't calculate it?
It always needs to be put in the context of the patient. I think
that was another message from our debates at the World Symposium
about this, is that this is one modality to assess risk. It has to
be put in the context of the echo, the human dynamics, patient
goals, where we're talking about patient-centric medicine. So we
could say, "Oh, you're at intermediate risk, we should add a
prostanoid." Then, the patient has to do some thinking about that,
"Am I willing to take on that side effect burden to try to reduce
these risk characteristics, or will it help me feel enough better
that it's worth the side effect burden?"
We can get caught up in this objectification of risk and things,
but realize this is a person sitting in front of us with different
goals, and maybe we're not engaged in a way where we really
understand what they're looking for. If we're mono-focused on
reducing risk and adding more drugs, maybe we're not really meeting
the patient where they are in terms of their journey.
I always like what Rino Aldrighetti, the former head of PHA used to
say, "Every patient has the opportunity and the ability to fight
this disease as much or as little as they choose to do."
We have to accept that, that we might be all in, "Do this, do this,
do this." Is that really where our patient is? So, I think that's
the other message, taking it back and being patient-centric,
"Here's the information. Let's talk, what are our joint goals
here?"
Thanks so much for listening. My name is Dr. Bob Frantz, and I'm
aware my patients are rare.
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